Que Phuong Dufournet-Tran, IHS Markit, takes listeners and host Roy Zimmerhansl through a review of the progress at the six-month stage after initial SFTR implementation.

Que Phuong works at IHS Markit in Trading and Services regulatory affairs, leading relations with industry associations and regulators for more than a year. In January her scope was widened beyond SFTR due to the IHS Markit has acquired Cappitech, a technology provider of regulatory reporting, best execution analysis and business intelligence solutions.  

You can read Que Phuong's article that grabbed my attention at: http://bit.ly/SFTRQPDT

Timeline

00:00 Introduction

3:59 Interesting beginnings for SFTR journey

6:31 Initial observations on first six months

7:51 Key positives of the implementation

10:31 Achieving a high Acceptance Rate

13:42 Documentation break issues and resolution

14:33 Problems with Legal Entity Identifiers (LEI)

17:41 Improving counterparty exposure oversight

22:25 Turning to less positive aspects of implementation

30:31 Addressing the outstanding issues and priorities

33:22 Integrated information rather than UK/EU split

38:40 BAU or ongoing investment?

45:30 Minimum viable compliance vs Target Operating Model change

46:15 Outlook six-twelve months from today

47:11 Harmonisation of data

51:55 Learning from EMIR, Q&A process, Brexit

54:28 Additional responsibilities for Que Phuong

59:30 Roy's wrap-up

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