Special Edition Episode 1: No Protocol, No Cry
Special Edition Episode 1: No Protocol, No Cry
Special Edition Episode 1: No Protocol, No Cry
This special edition episode of RIAcast was prompted by Morgan Stanley's departure from the Protocol this past Friday, November 3, 2017. Morgan Stanley's Protocol exit has caused considerable buzz and debate in the industry.
In this episode, Matt provides an overview of some of the salient legal considerations for advisors facing non-Protocol transitions. Successful non-Protocol transitions are common, when handled appropriately.
The content contained in this episode is meant for informational purposes, should not be relied on, and should not be construed as legal, investment or tax advice. This podcast may be considered ATTORNEY ADVERTISING. Prior results do not guarantee similar outcomes.
From The Podcast
RIAcast
RIAcast is a podcast focused on the investment advisory community. In our episodes, we aim to provide interesting, provocative, and entertaining conversations with key players and thought leaders in the investment adviser space. Our goal at RIAcast is to provide a platform to present their stories and ideas.Matt Baum, RIAcast's host, is an active securities and commercial litigator with the law firm Ellenoff Grossman & Schole LLP.Please visit our website at http://www.riacast.com for more information.The content contained in RIAcast podcasts is meant for informational purposes only, should not be relied on, and should not be construed as legal, investment, or tax advice. Attorney Advertising.Join Podchaser to...
- Rate podcasts and episodes
- Follow podcasts and creators
- Create podcast and episode lists
- & much more
Episode Tags
Claim and edit this page to your liking.
Unlock more with Podchaser Pro
- Audience Insights
- Contact Information
- Demographics
- Charts
- Sponsor History
- and More!
- Account
- Register
- Log In
- Find Friends
- Resources
- Help Center
- Blog
- API
Podchaser is the ultimate destination for podcast data, search, and discovery. Learn More
- © 2024 Podchaser, Inc.
- Privacy Policy
- Terms of Service
- Contact Us