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Episode 05: Section 205 of the Advisers Act

Episode 05: Section 205 of the Advisers Act

Released Monday, 30th November 2020
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Episode 05: Section 205 of the Advisers Act

Episode 05: Section 205 of the Advisers Act

Episode 05: Section 205 of the Advisers Act

Episode 05: Section 205 of the Advisers Act

Monday, 30th November 2020
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In this episode, we are looking at what many RIAs might view as one of the most important parts of the Advisers Act, because it deals with the agreements that RIAs have with their clients and the fees that are charged to clients.

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RIACF & LawVisory University

The primary purpose of this series is to educate and empower in-house registered investment adviser legal and compliance professionals and others interested in this area so they can be more confident and able in their roles.This program is designed to help you meet the tremendous, growing responsibilities laid upon your back by the lawmakers and regulators that examine and enforce the countless laws, rules and regulations applicable to registered investment advisers in the United States of America.

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