In this podcast, Chief Learning Officer, Todd Rosenfeld discusses the changes in the definition of Accredited Investor and how it impacts your business. Did you know that if you have a Series 7 or Series 65 registration you are now included in

New Regulation Best Interest Rules

Jul 19th, 2020 22m 50s

Learn about the four components of the SEC’s new Regulation Best Interest rule that went into effect June 30, 2020 from STC’s Chief Learning Officer, Todd Rosenfeld. Todd breaks down the new rules and interpretations designed to enhance the qu

Taking a FINRA Exam During COVID

Jun 12th, 2020 17m 18s

STC’s Chief Learning Officer, Todd Rosenfeld, discusses the current status of testing and provides additional tips and advice on passing FINRA exams during the COVID-19 pandemic. Now, more than ever, we are here to help you navigate your career

Uncovering the Mystery Behind Securities Licensing

May 6th, 2020 24m 48s

Todd Rosenfeld, Chief Learning Officer with Securities Training Corporation, explains how the securities industry works, the organizations that help regulate the industry, the types of exams to become licensed and what you are allowed to do wit

Understanding The SECURE Act

Apr 15th, 2020 22m 52s

What is the SECURE Act? Why was it created? What are some of the components that make up the act? This is a brief overview of the new RMD rules, Traditional IRA contribution changes, withdrawals for birth or adoption rule changes, 529 plan adju

STC's COVID-19 Update

Apr 9th, 2020 18m 3s

Todd Rosenfeld, Chief Learning Officer provides an update to STC’s response to the current COVID-19 pandemic. This podcast features STC’s virtual capabilities for distance learning. STC’s response includes extending access of its materials to t

Episode 1: The History of STC, Securities, and Insurance Training

Feb 27th, 2020 13m 7s

In the inaugural episode, Chief Information Officer Todd Rosenfeld discusses the history of Securities Training Corporation and financial services training.

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