Automation has come to the deal-conflicts software space, as it has already come to the employee conflicts software space. And not a moment too soon for one control room chief. See acast.com/privacy for privacy and opt-out information.

Why New RegTech Doesn't Mean Reduced Headcount

Oct 13th, 2019 6m 45s

Is senior leadership pressing for staff cuts in the wake of a new compliance software implementation? Here's how they may have gotten that very wrong idea and how to disabuse them of it. See acast.com/privacy for privacy and opt-out information

Confessions of a Lifelong Compliance Officer: Part Two

Oct 11th, 2019 8m 1s

How risk can make the job of a compliance officer easier, and other counterintuitive lessons learned from a lifetime spent in compliance. See acast.com/privacy for privacy and opt-out information.

Confessions of a Lifelong Compliance Officer: Part One

Oct 11th, 2019 8m 2s

Time flies when you're solving problems. Lessons learned, observations made, and insights accrued after decades spent at the same firm by a career CCO at a leading global investment bank. See acast.com/privacy for privacy and opt-out informatio

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