To leave a legacy of operational excellence in compliance is what Global Chief Compliance Officer, Strategic Leader, and Partner at StoneTurn Jonathon Kellerman hopes to achieve in this dynamic industry. He has been at the forefront of the ev

The Evolution of Audit and Compliance with Jonathan T. Marks

Jul 6th, 2021 32m 21s

The compliance sphere is exciting as it is challenging to look into how the risk landscape is quickly changing. In this episode, Compliance Evangelist Tom Fox engages in a power-packed conversation with Jonathan Marks, a long-time professional

Evolution in Data Analytics with Vincent Walden

Jun 22nd, 2021 21m 27s

Ten years ago, Compliance was all about policies and procedures that are mere guidelines that hugely unaddressed how to measure compliance effectiveness, identify the metrics, and look at the accounting data.Internationally recognized anti-fr

Evolution of Compliance Products with Philip Winterburn

Jun 8th, 2021 33m 31s

Compliance Evangelist Tom Fox shares the screen with Philip Winterburn, Founder and Chief Strategy Officer of Convercent, in yet another engaging conversation here at The Compliance Handbook podcast. Listen in as Philip shares his journey in co

Evolution of Compliance Programs with Hui Chen

May 25th, 2021 30m 38s

In this special episode, Compliance Evangelist Thomas Fox sits in an engaging and value-packed discussion with Hui Chen, former compliance consultant to the U.S. Department of Justice's Fraud Section and now chief integrity officer for the Hawa

Evolution of the Business of Compliance with James H. Gellert

May 11th, 2021 30m 45s

Compliance Evangelist Tom Fox sits in for an insightful yet powerful conversation with James Gellert, Chairman and Chief Executive Officer (CEO) of Rapid Ratings International. In this episode, glean the lessons that companies should never forg

3rd Party Risk Management Program with Vanessa Rossi

Apr 27th, 2021 24m 55s

In 2021 amid the pandemic, the risks haven't changed, and the enforcements are still mostly related to third parties. In this new episode, compliance consultant Vanessa Rossi explains the importance of third-party risk management for companies

The Evolution of Controls with Eric Young

Apr 20th, 2021 34m 28s

The Evolution of Controls with Eric YoungEffective controls are the lifeblood of what makes a compliance program work. In today's episode of The Compliance Podcast, Thomas Fox sits down with former Global Chief Compliance Officer Eric Young an

Culture is the Foundation with Eric Feldman and Vin DiCianni

Apr 13th, 2021 31m 48s

Culture is the Foundation with Eric Feldman and Vin DiCianniAs we witness the evolution of work environments in the new normal, what will not change is the importance of building culture. Every successful compliance program takes roots in an o

Business Ventures with Brandon Daniels

Apr 6th, 2021 35m

Business Ventures with Brandon DanielsIn today's episode of The Compliance Podcast, Thomas Fox is joined by regulatory expert and technology practitioner Brandon Daniels, President of Exiger - Global Markets. Tune in to the episode as Thoma

Third Parties with Kristy Grant Hart

Mar 30th, 2021 18m 15s

Third parties are still perceived as the most prominent high risk for companies. Other than bribery and corruption -- modern slavery/human trafficking, data privacy, information and cybersecurity, anti-money laundering, and other areas are requ

Amii Barnard-Bahn on HR & Compliance

Mar 23rd, 2021 26m 21s

The Human Resources and Compliance departments play a crucial role in building a healthy workplace culture to stay relevant and succeed. Many organizations face significant structural deficiencies that fail to bridge the gap between Compliance

Internal Controls with Karen Woody

Mar 16th, 2021 31m 33s

Internal ControlsInternal controls are an organization's processes, regulations, and practices for maintaining corporate governance's accuracy in fostering transparency and avoiding fraud. Internal controls may help enhance operating performa

Innovation in Compliance with Ben Locwin

Mar 9th, 2021 26m 47s

Innovation in Compliance with Ben LocwinCompanies need to be more innovative when it gets down to compliance. Thus, compliance practitioners should ensure that ethics and compliance are central to the business operation in response to today's

Written Standards & Great Women In Compliance with Mary Shirley & Lisa Fine

Mar 2nd, 2021 25m 37s

Written Standards & Great Women In Compliance with Mary Shirley & Lisa FineThe definition of a successful compliance program is not foreign for many compliance specialists. However, the challenge is to understand what it truly means for a com

Effective Compliance Program Hallmark: Training and Communication with Ronnie Feldman and Ricardo Pellafone

Feb 23rd, 2021 37m 32s

Effective Compliance Program Hallmark: Training and Communication with Ronnie and RicardoOrganizations take measures to articulate their policies and guidelines realistically. Doing this ensures that they can promote their compliance and ethic

The Role of Boards and Compliance with Mike Volkov

Feb 16th, 2021 30m 42s

The Board's overarching intention is to maintain a company's growth and success by overseeing its affairs while fulfilling its owners and critical parties' appropriate needs.On a case-by-case basis, it is for the Board to judge which particip

How Do You Create an Effective Compliance Program with Stephen Martin

Feb 9th, 2021 18m 37s

How Do You Create an Effective Compliance Program with Stephen Martin The compliance department is frequently viewed by companies as an afterthought. Many companies scramble to bring procedures in place only on time or after it’s too late. Wor

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