This solo episode of the Three Lines of Defence Podcast is a Market update on what is happening across the banking and financial services market in Hong Kong. We’ll be talking about updates in recruitment, in demand jobs, compensation in the va

Christoph Roeder, APAC Head of Financial Crimes at Morgan Stanley

Oct 4th, 2020 19m 39s

In this episode of the Three Lines of Defence Podcast, APAC Head of Financial Crimes at Morgan Stanley, Christoph Roeder, joins us to talk about his career journey, his thoughts on leadership, mentoring and the FCC moving forward.Christoph gre

Market Update Australia

Sep 27th, 2020 9m 27s

In this episode of the Three Lines of Defence Podcast I provide you with a market update on what is happening across the banking and financial services sector in Australia. I give updates and explanations on the hiring processes and the current

Harry Bader, Global Head, First Line Non-Financial Risk, Global Markets Sales & Capital at ANZ

Sep 20th, 2020 48m 39s

In this episode of the Three Lines of Defence Podcast, Harry Bader joins us to talk about his career journey, his thoughts on leadership, mentors that have influenced him, his views on the impact of COVID-19 on business continuity plans and his

Alan Leung, Head of Compliance Assurance, Greater China at Citibank

Sep 13th, 2020 35m 56s

In this episode of the Three Lines of Defence Podcast, I had a conversation with Alan Leung, Head of Compliance Assurance, Greater China at Citibank. He talks about his interesting career journey and the lessons he’s learned along the way. He a

Nick Kee, Managing Director, Global Head of Institutional Securities Group Compliance at Morgan Stanley

Sep 6th, 2020 42m 13s

In this episode of the Three Lines of Defence Podcast, Nick Kee, the Global Head of Institutional Securities Group Compliance at Morgan Stanley joins us to talk about his career. Nick shares his insight and views on leadership, mentoring and th

Emily Wright, Managing Director, Global Head of Compliance Surveillance at Standard Chartered Bank

Aug 30th, 2020 41m 14s

In this episode of the Three Lines of Defence Podcast, I’ve invited Emily Wright, Managing Director, Global Head of Compliance Surveillance at Standard Chartered Bank. She shares her career journey and her insights and thoughts on leadership, h

Lee Alam, Managing Director and APAC Head at A&O Consulting

Aug 23rd, 2020 49m 3s

In this episode of the Three Lines of Defence Podcast, Lee Alam joins us to give us insights on his career journey, leadership, mentoring and broader views on risk conduct and the regulatory side. Lee is currently the Managing Director and APAC

Scott Burton, Regional Head of Anti Financial Crime Compliance at Deutsche Bank

Apr 5th, 2020 26m 6s

In this episode we speak to Scott Burton who is the APEC Regional Head of Anti-Financial Crime at Deutsche Bank.Scott started his career at Anderson consulting. He joined Credit Suisse in 1998, where he worked in various roles including region

Market Update - Australia

Mar 29th, 2020 14m 11s

In this episode of the Three Lines of Defence Podcast, we’re going to provide you with a detailed market update across the three lines of defence for the Australian Market.In this episode we discuss:High level overview on the marketSignifican

Zane Pritchard, APAC Head of Compliance and Operational Risk Control at UBS

Mar 22nd, 2020 36m 21s

In this episode of the Three Lines of Defence Podcast, Zane Pritchard, APAC Head of Compliance and Operational Risk Control at UBS joins us to talk about his career in the banking & finance industry and his vast experience in working in the thr

Jillian Haggerty, General Manager, Governance & Oversight at Challenger Limited

Mar 15th, 2020 43m 3s

In this episode of the Three Lines of Defence Podcast, Jillian Haggerty joins us today to talk about her journey in the risk and compliance industry, leadership, mentoring and her thoughts on what the industry needs today and in the future.Jil

Natalie Berney, Previously Head of Behaviorual Risk at Macquarie Group

Mar 8th, 2020 37m 18s

In this episode of the Three Lines of Defence Podcast, Natalie Berney the Head of Behaviour Risk at Macquarie Bank joins us to talk about her experience in the industry, her diverse career background, and how she ended up working in the risk se

James Walker, Managing Director of Compliance and Regulatory Affairs at Credit Suisse

Mar 1st, 2020 35m 57s

James Walker, Managing Director of Compliance and Regulatory Affairs at Credit Suisse joins us in this episode of the Three Lines of Defence Podcast to talk about his career journey, his views on leadership, mentoring, diversity in teams, condu

Jun Claravall, Founder of Global Financial Crimes Learning Technologies

Feb 23rd, 2020 32m 17s

In this episode of the Three Lines of Defence Podcast, I'm interviewing Jun Claravall, Founder of Global Financial Crimes - Learning Technologies. Jun's extensive experience in the world of financial crimes compliance, AML, economic sanctions,

Phil Pakes, Group Chief Risk Officer for AMP

Feb 14th, 2020 36m 42s

In this episode of The Three Lines of Defence Podcast, I’m interviewing Phil Pakes who is the Chief Audit Executive at AMP. Phil has an extensive career in internal audit and that’s what we’re going to talk about today. He will give us a glimps

Chris Linde, Chief Compliance Officer & Executive General Manager Operational Risk for National Australia Bank

Feb 14th, 2020 43m 6s

In this episode, we have an insightful chat with Chris Linde, the Chief Compliance Officer and Executive General Manager of Operational Risk at National Australia Bank. He tells us all about his amazing journey, his career, views on leadership

Welcome to The Three Lines of Defence Podcast

Feb 12th, 2020 6m 22s

We provide you with an overview of the Three Lines of Defence podcast, more information on your host Mark Enticott and some background on Bowen PartnersIn This EpisodeOverview of the podcast.Introducing the host of the show Mark Enticott.Ove

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