Beth interviews cyber guru, Chris Hetner, and former crypto regulator, Cassie Lentchner, about how to prepare for SEC exams this year including aligning your risk assessment with regulators' priorities, packaging the strategy within your firm a

Episode 26 - What You Need To Know about Blockchain (with Rebecca Rettig, Crain's award-winning attorney & partner, Manatt, Phelps & Phillips, LLP

Dec 17th, 2020 18m 5s

Wonder why you need to know more about blockchain developments such as DeFi? In this episode, Beth interviews thought-leader Rebecca Rettig (Crain's award-winning attorney & partner, Manatt, Phelps & Phillips, LLP) as she presents a plain engli

Episode 25 - Battling Cybercrimes (with Christopher Hetner cyber and security expert and adviser to boards, regulatory agencies and companies)

Nov 8th, 2020 23m 56s

Beth interviews cybercrime and security expert Chris Hetner about how to fight cybercrimes by integrating compliance and CISO efforts, inventorying and rating systemic risks, continuous monitoring, board oversight and tech hygiene.

Episode 24 - Blockchain and Digital Assets Roundtable (with Mark Roszak and Collins Belton, blockchain and cryptocurrency thought leaders)

Oct 12th, 2020 36m 56s

Beth moderates a discussion with Mark Roszak, Managing Partner of 1121 Law and Collins Belton, Managing Partner of Brockwood, about how to advise on legal and regulatory strategy when working with growth and innovation-oriented executives, prom

Episode 23 - AML and Tech Trends (with Christian Foccaci, Fintech entrepreneur and former AML officer)

Oct 7th, 2020 19m 10s

Beth interviews serial entrepreneur and compliance executive Christian Foccaci. Christian founded a leading career resource website for compliance professionals, a compliance technology company Transparint and patented an AI-powered data soluti

Episode 22 - ESG in 2020 (with global investment and UK Parliament advisor Alice Bordini Staden)

Jul 21st, 2020 22m 37s

Beth interviews London-based sustainable finance and shareholder engagement expert Alice Bordini Staden. Ms. Bordini Staden is a National Trust Investment Committee Member, leading the endowment's stewardship and sustainability efforts and an

Episode 21 - Family Office Leadership & Trends (with Richard Wilson, CEO and founder of the largest Family Office Association)

Jul 14th, 2020 18m 48s

Beth interviews Richard Wilson, private investor and CEO of the Family Office Club with members managing collectively over $1 trillion assets under management. Richard shares practical strategies and perspectives that risk personnel can leverag

Episode 20 - The Ethics of Data Analytics (with Aimee Lessard, Principal of Seafront Analytics)

Jun 24th, 2020 18m 42s

Beth interview Aimee Lessard, Principal of Seafront Analytics, about the ethics of data analytics, data use standards and the risks of creating data as remote workers use personal and work applications. Listen to hear Aimee's insights derived f

Episode 19 - Agile Compliance (with Cara St. Martin, Head of Compliance at Ladder Insurance)

Apr 19th, 2020 26m 38s

Beth interviews the Head of Compliance at the fintech company, Ladder Insurance, about her recent pivot and why she believes the key being agile in this challenging environment, and beyond, is to communicate, master the skills of a translator a

Episode 5 - G is for Governance (with Prof. Cynthia Williams, Osgoode Law School, B.Law Chair)

Apr 19th, 2020 16m 49s

Beth interviews thought leader, Prof. Williams about SEC rule-making related to ESG disclosure, compliance officers' role preparing sustainability reports and why a top-down ethics and compliance approach isn't as effective as a collaborative o

Episode 18 - Managing Through the Pandemic (with Matt Kunkel CEO of LogicGate)

Mar 29th, 2020 18m 11s

Beth interviews a RegTech thought leader, Mark Kunkel CEO of LogicGate, about how to effectively manage your compliance program using tech, rethinking ROI and becoming a trust broker during the coronavirus pandemic and beyond.

Episode 17 - with Courtney Lang, Millennial thought leader and Investment Analyst

Mar 18th, 2020 19m 38s

Beth interviews Courtney Lang, an environmental scientist and ESG Investment Analyst, about how she works every day to balance personal, ethical and environment alignment of values. Courtney also shares her perspective on work force incentives,

Episode 16 - Lessons in Change (with Niki Armacost, Managing Partner of Arc Finance, Mayor of Hastings-on-Hudson and advisory board member)

Mar 2nd, 2020 18m 54s

Beth interviews diplomat and entrepreneur Niki Armacost about how to effectively negotiate and work with government officials. Niki shares insights about honing a “firm but fair” reputation as well as why the secret to international diplomacy i

Episode 15 - The Future of Financial Systems in 2020 (with Matthew Blake, Member of the Executive Committee, World Economic Forum)

Dec 18th, 2019 30m 9s

Beth interviews Matthew Blake, Head of the Future of Shaping Financial and Monetary Systems at the World Economic Forum, about - How AI is reshaping financial services and whether we can trust it- Can FinTech support capital investments in SD

Episode 14 - How Do You Know You Are Making An Impact? (with Vaughn Swartz Head of Compliance for Rabobank, North America)

Nov 21st, 2019 19m 45s

Beth interviews Vaughn Swartz (CCO Rabobank North America) about work within the grey areas and how to manage complex compliance needs as well as reflections on mega trends.

Episode 13 - Ngaren and Engaging on the SDGs (with Richard Leakey, Kenyan paleoanthropologist, conservationist, and politician)

Oct 24th, 2019 14m 48s

Compliance has a tremendous impact on UN Sustainable Development Goal (SDG) 16 - strong governance. Learn about other SDGs and how to lead others to change behavior. In this episode, Beth interviews Richard Leakey about his plan to build awaren

Episode 8 - Global Risk Assessments from Africa (with Scott French, CCO for GE, sub-Saharan Africa)

Sep 26th, 2019 19m 16s

In the last podcast in the series from Nairobi, Beth interviews the Head of Compliance for GE in sub-Saharan Africa about best practices for training and engagement as well as leveraging compliance officers and analytical data to measure the ri

Episode 12 - CCO Lessons in Relationships and Avoiding Side of the Desk Compliance (with Chad Eslinger CCO at Voya Financial)

Sep 26th, 2019 22m 46s

Beth interviews CCO Chad Eslinger about the changing demands on compliance officers, leveraging behavioral incentives and how to know when to ask for help.

Episode 11 - Intelligence Before Artificial Intelligence (with Brandon Daniels, President, Global Technology Markets Exiger)

Jul 26th, 2019 22m 6s

Beth interviews tech executive Brandon Daniels about third party risk management, artificial intelligence, innovating due diligence processes to deliver a ROI, Regulation Best Interest and trends in Regtech to guard data privacy.

Episode 10 - What Digital Assets Can Teach You (with Craig Salm, Director of Legal, Grayscale Investments)

May 15th, 2019 14m 44s

Beth interviews innovator and gatekeeper, Craig Salm, Director of Legal at Grayscale Investments a subsidiary of Digital Currency Group and affiliate of CoinDesk. Listen to Craig explain the relevance and sustainability of this new digital asse

Episode 9 - Competently Courageous Leadership (with Chuck Garcia, author and professor)

Mar 23rd, 2019 23m 37s

In this episode, Beth interviews leadership expert and Columbia professor Chuck Garcia about how to be strategic in developing leadership skills to improve performance, widen influence or achieve a desired promotion.

Episode 7 - Lessons in Transformation from Nairobi (with retired Chief Justice Willy Mutunga, Kenya)

Jan 31st, 2019 30m 12s

The second podcast in the series from Nairobi, Beth interviews the 14th Chief Justice and the 1st President of the Supreme Court, Republic of Kenya, retired Chief Justice Mutunga. We learn about how as an activist and reformer he delivered on

Episode 6 - Act Locally, Think Globally (with Niklas Hagelberg, UN Climate Change Programme)

Jan 28th, 2019 12m 36s

The first podcast in a series from Nairobi, Beth interviews Niklas Hagelberg from the UN Headquarters in Nairobi, Kenya about the importance of behavioral nudges to incentivize change and much more.

Episode 4 - Perspectives on AI and Blockchain (with Andrew Siegel, Chief Compliance Officer)

Nov 21st, 2018 21m 4s

Beth's guest shares his perspectives on use of artificial intelligence, blockchain and digital assets. Listen to hear a lively discussion about the importance of due diligence to detect and avoid bias within new tech tools.

Episode 3 - Standards for managing retirement assets (with Jasmin Sethi, CEO)

Sep 14th, 2018 21m 5s

Beth interviews Jasmin Sethi about Regulation Best Interest and opportunities and trends in fintech. Listen to learn about regulatory developments and strategies for managing through the changing standards.